Headlines | CCAA issued the "Code for the Management of Untrustworthiness of Certification Bodies and Certification Personnel"

today,The China Certification and Accreditation Association issued the "Specification for the Management of Untrustworthiness of Certification Bodies and Certification Personnel" (hereinafter referred to as the "Specification"),It serves as the basis for the management of untrustworthy conduct by certification bodies and certification personnel。The Norms define untrustworthy conduct,Disclosure of information on untrustworthy conduct、The content of the information on the directory of untrustworthy certified personnel、Provisions have been made on punitive measures and other aspects,The Specification shall be implemented from the date of promulgation。

The notice is as follows:

关于发布实施《认证机构和认证人员失信管理规范》的通知

各会员单位、Certification Bodies、Certified Personnel:

The "Specification for the Management of Untrustworthiness of Certification Bodies and Certification Personnel" has been deliberated and approved by the Third Council of the Third Session of the China Certification and Accreditation Association, It is hereby published。 The association will establish a platform for information on the untrustworthiness of certification bodies and certification personnel, Conduct a review of information on untrustworthiness、 Redaction、 Remediation and exit management。

The launch time of the platform will be notified separately。

This specification shall be implemented from the date of promulgation。

annex:《认证机构和认证人员失信管理规范》

China Certification and Accreditation Association
2018 year 11 month 12 day

 

annex

《认证机构和认证人员失信管理规范》

第一条 为贯彻落实国务院有关加强信用管理的要求,Strengthen credit management of certification bodies and certification personnel,Promote the establishment of professional credit for certification bodies and certified personnel,Continuously improve the quality of certifications,Establish the credibility of certification,This specification is hereby formulated。

Article 2: Untrustworthy conduct by certification bodies and certification personnel is to be managed in accordance with these Norms。

Article 3: The China Certification and Accreditation Association (hereinafter referred to as the Association) is responsible for organizing and implementing efforts on the management of untrustworthy conduct by certification bodies and certification personnel。

Article 4: Untrustworthy conduct by certification bodies and certification personnel,It refers to the violation of laws and regulations by certification bodies and certification personnel、 Certification and accreditation standard specifications、 The behavior of industry self-discipline and norms,and untrustworthy conduct that has been formally confirmed by the relevant departments。include:
(1) Untrustworthy conduct confirmed by the credit management departments;
(2) Untrustworthy conduct punished by the administrative supervision departments for certification and accreditation;
(3) Untrustworthy conduct that has been handled by a recognized institution;
(4) Untrustworthy conduct that has been handled by industry associations。

Article 5: The Association is responsible for aggregating information on the untrustworthiness of certification bodies and certification personnel。

Article 6: The association is to take the initiative to make inquiries into the credit information management departments、Certification and accreditation administrative supervision department、Accreditation Bodies、Industry associations' information on the untrustworthiness of certification bodies and certification personnel,Queries are aggregated at least quarterly。

Article 7: The association is to conduct a review of information on untrustworthiness that has been collected on the platform、 Redaction, Ensure that the entered information is accurate。

Article 8: In principle, information on untrustworthiness of certification bodies and certification personnel cannot be modified or deleted after it is entered into the platform。 If it is necessary to modify or delete it under special circumstances, The association shall establish procedures for management,The whole process is recorded、Leave a mark、Traceable。

Article 9: Information on the untrustworthiness of certification bodies and certification personnel is to be disclosed to the public。

Article 10: The Association uniformly publishes a directory of untrustworthy certification bodies and certification personnel on its official website。
The information on the list of untrustworthy certification bodies includes:: Name of the certification body、 Unified social credit code、legal representative、The name of the person in charge and the type and number of their identity documents、Facts of untrustworthy conduct。

The information on the list of untrustworthy certified personnel includes:: The name of the certifying officer、 ID type and number、The name of the certification body you are working for、Facts of untrustworthy conduct。

Article 11: Certification bodies and certification personnel have objections to the published directory of the untrustworthy,You can submit a written application to the association and submit relevant supporting materials。The Association shall be upon receipt of the application 20 Verification will be carried out within working days,and inform the applicant of the verification results。Through verification, the association discovers that there are errors in the information on the list of the untrustworthy,It shall be from the date of verification 5 Corrections will be made within working days。

第十二条 认证机构和认证人员失信信息平台与市场监管部门信用信息平台信用中国平台等公共信用信息查询平台互联互通

第十三条 认证机构和认证人员失信信息平台及信息管理遵守国家有关信用管理的方针政策规定

第十四条 对发生严重失信行为的认证机构和认证人员按照有关对失信人实施联合惩戒的办法实施已签署联合惩戒备忘录中各项惩戒措施,Implement joint disciplinary action。具体方法按照有关部门规定办理

第十五条 对发生失信行为的认证机构和认证人员在被列入失信名单期间可采取如下惩戒措施
(一) 所涉及认证机构转入其他认证机构的认证证书时进行风险警示
(二) 所涉及认证机构转入其他认证机构的认证人员时进行风险警示
(三) 列入重点监督管理对象第十六条 失信信息的修复与退出

发生失信行为的认证机构和认证人员可以向协会提出信用修复申请
(一) 认证机构和认证人员被国家有关部门从失信主体名录中移出的可以及时提出信用修复申请
(二) 认证机构和认证人员对导致列入失信名单的有关原因已经进行整改的可以在列入失信名单一年后提出信用修复

协会在十五个工作日内对信用修复申请及相关证据材料进行核查后确认后对失信信息予以调整

第十七条 本规范自发布之日起实施

第十八条 本规范由中国认证认可协会负责解释

source:China Certification and Accreditation Association

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