关于对《认证机构和认证人员失信管理规范》公开征求意见的通知
各会员单位、Certification Bodies，Certified Personnel：
CNCA has recently targeted certification bodies、Serious violations of the law by certified personnel、Administrative Regulations、Provisions are made in departmental rules for untrustworthy conduct，At the same time, it is required that the certification and accreditation industry association should establish a management system for the untrustworthiness of certification bodies and certification personnel。For this，The association organized the drafting of the "Specification for the Management of Untrustworthiness of Certification Bodies and Certification Personnel (Draft for Solicitation of Comments)"，Violation of laws and regulations against certification bodies and certification personnel、Certification and accreditation standard specifications、The industry's self-discipline and regulation of untrustworthy conduct has made provisions on the disposition of untrustworthiness。The "Specifications for the Management of Untrustworthiness of Certification Bodies and Certification Personnel (Draft for Solicitation of Comments)" is hereby sent to you，Please carefully organize the study and discussion，Suggestions for revisions are proposed。Suggestions for amendments should be sent by e-mail to the e-mail address of the Self-Regulatory Department of the Association，The deadline for submitting comments and suggestions is: 9 month 16 day。
Email： yuancz@ccaa.org.cn
Contact：袁长忠
Phone： 010-65994381
annex：《认证机构和认证人员失信管理规范（征求意见稿）》
China Certification and Accreditation Association
2018 year 8 month 30 day
annex
认证机构和认证人员失信管理规范
(Draft for Solicitation of Comments)
Chapter I: General Provisions
第一条 为贯彻落实国务院有关加强信用管理的要求，Strengthen credit management of certification bodies and certification personnel，Promote the establishment of professional credit for certification bodies and certified personnel，Continuously improve the quality of certifications，Establish the credibility of certification，This specification is hereby formulated。
Article 2: Untrustworthy conduct by certification bodies and certification personnel is to be managed in accordance with these Norms。
Article 3: The China Certification and Accreditation Association (hereinafter referred to as the Association) is responsible for organizing and implementing efforts on the management of untrustworthy conduct by certification bodies and certification personnel。
Article 4: Untrustworthy conduct by certification bodies and certification personnel，It refers to the violation of laws and regulations by certification bodies and certification personnel、Certification and accreditation standard specifications、The behavior of industry self-discipline and norms，and untrustworthy conduct that has been formally confirmed by the relevant departments。include：
(1) Untrustworthy conduct confirmed by the credit management departments；
(2) Untrustworthy conduct punished by the administrative supervision departments for certification and accreditation；
(3) Untrustworthy conduct that has been handled by a recognized institution；
(4) Untrustworthy conduct that has been handled by industry associations。
第二章 失信信息管理
Article 5: The Association is responsible for aggregating information on the untrustworthiness of certification bodies and certification personnel。
Article 6: The association is to take the initiative to make inquiries into the credit information management departments、Certification and accreditation administrative supervision department、Accreditation Bodies、Industry associations' information on the untrustworthiness of certification bodies and certification personnel，Queries are aggregated at least quarterly。
Article 7: The association is to conduct a review of information on untrustworthiness that has been collected on the platform、Redaction、沟通、Confirm、Audit、录入，Ensure that the entered information is accurate。
第八条 失信信息所涉及的认证机构和认证人员，可以就具体内容向协会提出申诉，协会及时核实并予以回复。
第九条 认证机构和认证人员失信信息录入平台后原则上不能修改或删除。If it is necessary to modify or delete it under special circumstances，The association shall establish procedures for management，The whole process is recorded、Leave a mark、Traceable。
第十条 认证机构和认证人员失信信息向社会公开。
第十一条 认证机构和认证人员失信信息平台与市场监管部门信用信息平台、信用中国平台等公共信用信息查询平台互联互通。
第十二条 认证机构和认证人员失信信息平台及信息管理遵守国家有关信用管理的方针、政策、规定。
第三章 失信行为联合惩戒
第十三条 对发生严重失信行为的认证机构和认证人员，按照有关对失信人实施联合惩戒的办法，实施已签署联合惩戒备忘录中各项惩戒措施，Implement joint disciplinary action。具体方法按照有关部门规定办理。
第十四条 对发生失信行为的认证机构和认证人员可采取如下惩戒措施：
（一） 所涉及认证机构转入其他认证机构的认证证书时，进行风险警示；
（二） 所涉及认证机构转入其他认证机构的认证人员时，进行风险警示；
（三） 列入重点监督管理对象。
第十五条 失信信息的修复与退出。发生失信行为的认证机构和认证人员，可以向协会提出信用修复申请：
（一）认证机构和认证人员被国家有关部门从失信主体名录中移出的，可以及时提出信用修复申请；
（二）认证机构和认证人员对导致列入失信名单的有关原因已经进行整改的，可以在列入失信名单一年后提出信用修复。协会对信用修复申请及相关证据材料进行核查确认后，对失信信息予以调整。
第四章 附 则
第十六条 本办法自发布之日起实施。
第十七条 本办法由中国认证认可协会负责解释。
来源中国认证认可